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Lisa Francomano

Firm:
UBS Financial Services Inc.
Chief Compliance Officer for The Advisory Business
Type: Not Actively Registered
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Description

Lisa Francomano has an ownership stake of UBS Financial Services Inc., a broker-dealer with over 11,700 registered representatives nationwide. Lisa has held an industry securities registration for less than a year.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Lisa Francomano has not answered any questions on Financial Q&A.

Top Guides

Lisa Francomano has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
UBS Financial Services Inc. 6 years, 7 months Oct 2006 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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There is currently no information available.

Advisor Exams

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There is currently no information available.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SEE SCHEDULE D - MISCELLANEOUS