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Andrew Woolridge

Andrew Woolridge

Description

Andrew Woolridge a financial professional at Convergent Wealth Advisors, LLC, a $7B dollar RIA based in Rockville, MD. Andrew has held an industry securities registration for 10 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Andrew Woolridge has not answered any questions on Financial Q&A.

Top Guides

Andrew Woolridge has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Individuals
Corporations or Other Businesses
Charitable Organizations
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Convergent Wealth Advisors, LLC 6 years May 2007 - Present
Lydian Wealth Management Company, LLC 11 months Jun 2006 - May 2007
Penn State 9 months Aug 2005 - May 2006
Abundance Wealth LLC 2 months May 2005 - Jul 2005
Primevest Financial Services, Inc. 5 years, 2 months Mar 2000 - May 2005
County National Bank 5 years, 8 months Dec 1998 - Aug 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/08/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
06/08/2011
06/08/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 08/17/2006
Uniform Securities Agent State Law Examination Series 63 07/14/2000
Investment Company Products/Variable Contracts Representative Examination Series 6 08/06/1999

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: (6) Performance-based fees