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Overview

Services

Advisor Services

  • Financial Planning

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Northeast Securities, Inc. 3 years, 1 month Jan 2013 - Present
Northeast Securities, Inc. 1 year, 1 month May 2011 - Jun 2012
Andbanc Advisory LLC 1 year, 7 months Nov 2010 - Jun 2012
Andbanc Brokerage, LLC 1 year, 7 months Nov 2010 - Jun 2012
Sea Capital Partners LLC 5 years, 4 months Oct 2010 - Present
Atlas One Financial Group, LLC 1 year Sep 2009 - Sep 2010
Sea Capital Advisors LLC 4 months May 2009 - Sep 2009
Sea Capital Partners LLC 1 year, 5 months Mar 2008 - Aug 2009
American Express International Securities, Inc. 7 months Jul 2007 - Feb 2008
American Express Bank International 5 years, 8 months Jun 2002 - Feb 2008
Are You
Simon Enrique Amich?
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Designations & Memberships

Membership information not available

Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Apr 5, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Sep 15, 2014
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Northeast Asset Management, Inc.

Last updated on Oct. 15, 2015
    • $293.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 768
      Accounts
    • $381.7K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Commissions
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