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Christopher S Brown

Description

Christopher Brown a financial professional at Wells Fargo Advisors, LLC, a broker-dealer with over 24,900 registered representatives nationwide. Christopher has held an industry securities registration for a year and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Christopher S Brown has not answered any questions on Financial Q&A.

Top Guides

Christopher S Brown has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Wells Fargo Advisors, LLC (19616) 2 years, 7 months Oct 2010 - Present
Alexander Group, Inc. 1 year, 2 months Aug 2009 - Oct 2010
Integrity Global Group, LLC 4 years, 1 month Jul 2005 - Aug 2009
Brown-Simpson Group, LLC 4 years, 3 months Apr 2001 - Jul 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/30/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/30/2012
09/09/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 12/31/2010
General Securities Representative Examination Series 7 12/13/2010

Firm Compensation Arrangements

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No compensation arrangements listed.