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Cleves Richard Delp

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Information

Firm:
Tfo-Tdc, LLC
Managing Member
Type: RIA
Description

Cleves Delp is an executive and has an ownership stake of Tfo-Tdc, LLC, a $1B RIA based in Maumee, OH. Cleves has held an industry securities registration for 21 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Tfo-Tdc, LLC 4 years, 11 months Jan 2010 - Present
Tdc St. Louis LLC 1 year, 3 months Mar 2008 - Jun 2009
Husch Family Office, LLC 3 years Jun 2006 - Jun 2009
LPL Financial LLC 16 years, 9 months Jun 1993 - Mar 2010
Tdc Companies, Inc. 28 years, 7 months May 1986 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 10/03/1996
General Securities Representative ExaminationSeries 7 08/18/1995
Uniform Securities Agent State Law ExaminationSeries 63 08/17/1995
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/20/1993

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Cleves Richard Delp has not answered any questions on Financial Q&A.

Top Guides

Cleves Richard Delp has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

1 Regulatory Event

As of Date
10/08/2014
09/19/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees