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Cleves Richard Delp

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Information

Firm:
Tfo-Tdc, LLC
Managing Member
Type: RIA
Description

Cleves Delp is an executive and has an ownership stake of Tfo-Tdc, LLC, a $1B RIA based in Maumee, OH. Cleves has held an industry securities registration for 14 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Tfo-Tdc, LLC 4 years, 9 months Jan 2010 - Present
Tdc St. Louis LLC 1 year, 3 months Mar 2008 - Jun 2009
Husch Family Office, LLC 3 years Jun 2006 - Jun 2009
LPL Financial LLC 16 years, 9 months Jun 1993 - Mar 2010
Tdc Companies, Inc. 28 years, 5 months May 1986 - Present
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 08/17/1995

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Cleves Richard Delp has not answered any questions on Financial Q&A.

Top Guides

Cleves Richard Delp has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
07/18/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees