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Cleves Richard Delp

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Tfo-Tdc, LLC
Managing Member
Type: RIA

Cleves Delp is an executive and has an ownership stake of Tfo-Tdc, LLC, a $1B RIA. Cleves has held an industry securities registration for 22 years and is subject to SEC oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Tfo-Tdc, LLC 5 years, 9 months Jan 2010 - Present
Tdc St. Louis LLC 1 year, 3 months Mar 2008 - Jun 2009
Husch Family Office, LLC 3 years Jun 2006 - Jun 2009
LPL Financial LLC 16 years, 9 months Jun 1993 - Mar 2010
Tdc Companies, Inc. 29 years, 5 months May 1986 - Present
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 10/03/1996
General Securities Representative ExaminationSeries 7 08/18/1995
Uniform Securities Agent State Law ExaminationSeries 63 08/17/1995
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/20/1993

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Cleves Richard Delp has not answered any questions on Financial Q&A.

Top Articles

Cleves Richard Delp has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

1 Regulatory Event

1 Regulatory Event

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees