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Dean Edward Urbanski

Firm:
M&I Financial Advisors, Inc
Svp, National Sales Manager
Additional Firm:
Harris Investor Services, Inc.
VP National Sales Manager
Type: Registered Representative
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Description

Dean Urbanski has an ownership stake of Harris Investor Services, Inc., a broker-dealer with 265 registered representatives nationwide. Dean has held an industry securities registration for 25 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Dean Edward Urbanski has not answered any questions on Financial Q&A.

Top Guides

Dean Edward Urbanski has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Harris Investor Services, Inc. 1 year, 3 months Feb 2012 - Present
Bmo Harris Bank 1 year, 10 months Jul 2011 - Present
M&I Financial Advisors, Inc 5 years, 11 months Jun 2007 - Present
M & I Trust 9 years, 7 months Oct 2003 - Present
M & I Insurance Services 9 years, 7 months Oct 2003 - Present
M&I Brokerage Services 9 years, 7 months Oct 2003 - Present
NONE 11 months Nov 2002 - Oct 2003
Quick & Reilly 5 years, 3 months Aug 1997 - Nov 2002
Quick & Reilly, Inc. 15 years, 3 months Aug 1987 - Nov 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/31/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute Pending
As of Date
08/31/2012
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 12/28/2004
Uniform Investment Adviser Law Examination Series 65 12/14/1999
Registered Options Principal Examination Series 4 10/03/1991
General Securities Sales Supervisor Examination (Options Module & GeneralModule) Series 8 07/24/1991
Uniform Securities Agent State Law Examination Series 63 06/23/1987
General Securities Representative Examination Series 7 09/20/1986

Firm Compensation Arrangements

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No compensation arrangements listed.