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Robert Anthony Dinanno

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Information

Other Names: Bob Dinanno
Firm:
Type: Registered Representative
Description

Robert Dinanno is a financial professional at UBS Financial Services Inc., a broker-dealer with over 12,600 registered representatives nationwide. Robert has held an industry securities registration for 13 years and is subject to FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
UBS Financial Services Inc. 3 years, 3 months Jun 2011 - Present
Wachovia Securities, LLC 3 years, 5 months Jan 2008 - Jun 2011
A. G. Edwards & Sons, Inc. 9 years, 4 months Sep 1998 - Jan 2008
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 10/17/2008
Uniform Securities Agent State Law ExaminationSeries 63 12/02/1998
General Securities Representative ExaminationSeries 7 11/25/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Robert Anthony Dinanno has not answered any questions on Financial Q&A.

Top Guides

Robert Anthony Dinanno has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
07/26/2012
08/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SEE SCHEDULE D - MISCELLANEOUS