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Scott Little Frew

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Information

Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Rockingham Capital Advisors LLC ended in December 31, 2011.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Rockingham Capital Advisors LLC 10 years, 7 months Feb 2004 - Present
Temends Inc 5 years, 11 months Jan 1998 - Dec 2003
Fairport Capital, Inc. 5 years, 11 months Jan 1998 - Dec 2003
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 04/07/1995
Uniform Securities Agent State Law ExaminationSeries 63 07/28/1989
General Securities Representative ExaminationSeries 7 06/17/1989

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Scott Little Frew has not answered any questions on Financial Q&A.

Top Guides

Scott Little Frew has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
11/12/2009
11/12/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.