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Information

Other Names: James Barksdale, James F Barksdale
Firm:
Type: RIA
Description

James Barksdale is an executive and is the majority owner of Equity Investment Corp, a $3B RIA based in Atlanta, GA. James has held an industry securities registration for 10 years and is subject to SEC oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

James Freeman Barksdale has not answered any questions on Financial Q&A.

Top Guides

James Freeman Barksdale has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Investment Companies
Other Pooled Investment Vehicles
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Equity Investment Corp 28 years, 3 months Jan 1986 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/04/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
11/04/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 07/16/1991
Uniform Securities Agent State Law Examination Series 63 02/21/1991

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets