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Jeffrey Michael Welsh

Firm:
SagePoint Financial, Inc.
Additional Firm:
Bard Financial Services, Inc.
Vice President/Compliance Officer
Type: Dual Registration
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Description

Jeffrey Welsh an executive and is an owner of Bard Financial Services, Inc., a $52M dollar RIA based in Branford, CT. Jeffrey is also registered with SagePoint Financial, Inc., a broker-dealer with over 1,700 registered representatives nationwide. Jeffrey has held an industry securities registration for 20 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Jeffrey Michael Welsh has not answered any questions on Financial Q&A.

Top Guides

Jeffrey Michael Welsh has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
SagePoint Financial, Inc. 4 years, 4 months Jan 2009 - Present
Aig Financial Advisors, Inc. 3 years, 3 months Oct 2005 - Jan 2009
Bard Financial Services, Inc. 20 years, 9 months Sep 1992 - Present
Sunamerica Securities, Inc. 13 years Sep 1992 - Sep 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/18/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/18/2012
10/09/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Municipal Securities Principal Examination Series 53 11/26/2011
General Securities Principal Examination Series 24 12/12/2002
Uniform Investment Adviser Law Examination Series 65 11/02/1998
Uniform Securities Agent State Law Examination Series 63 10/16/1992
General Securities Representative Examination Series 7 09/22/1992

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions