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Danielle Annette Lucht

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Information

Other Names: Danielle Annette Yates
Firm:
Type: Dual Registration
Description

Danielle Lucht is a financial professional at Park Avenue Securities LLC, a broker-dealer with over 2,850 registered representatives nationwide. Danielle has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Park Avenue Securities 9 years, 9 months Jan 2005 - Present
Guardian Life Insurance Co. 9 years, 9 months Jan 2005 - Present
Alliance Financing Grp 10 years, 6 months Apr 2004 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 06/02/2009
General Securities Representative ExaminationSeries 7 09/03/2008
Uniform Securities Agent State Law ExaminationSeries 63 09/11/2006
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 02/07/2005

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Danielle Annette Lucht has not answered any questions on Financial Q&A.

Top Guides

Danielle Annette Lucht has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
08/09/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees