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Marlow Lynn Felton

Other Names: Marlow Lynn Hazelbaker
Firm:
Transamerica Financial Advisors, Inc.
Additional Firm:
World Group Securities, Inc.
Type: Dual Registration
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Description

Marlow Felton a financial professional at Transamerica Financial Advisors, Inc., a broker-dealer with over 4,400 registered representatives nationwide. Marlow is also registered with World Group Securities, Inc.. Marlow has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Marlow Lynn Felton has not answered any questions on Financial Q&A.

Top Guides

Marlow Lynn Felton has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
247 Properties, LLC 10 months, 3 weeks Jul 2012 - Present
Transamerica Financial Advisors, Inc 1 year, 4 months Jan 2012 - Present
Couples Money, LLP 2 years May 2011 - Present
Author 2 years, 1 month Apr 2011 - Present
Inner-Connected Health 2 years, 2 months Mar 2011 - Present
Jonathan Manske 2 years, 9 months Aug 2010 - Present
Piper Financial Inc 2 years, 11 months Jun 2010 - Present
American Heart Association 11 months Jan 2010 - Dec 2010
Buehler Insurance Agency 3 years, 11 months Jun 2009 - Present
Elizabeth Verduzco P&C 3 months Mar 2009 - Jun 2009
Prince Insurance Group 4 years, 6 months Nov 2008 - Present
Chris & Marlow Felton 4 years, 9 months Aug 2008 - Present
Investment Advisors International Inc. 5 years, 11 months Jun 2007 - Present
Pro Solutions Inc 1 year, 3 months Jun 2006 - Sep 2007
Innergy Lending 2 years, 10 months Aug 2005 - Jun 2008
WGS 9 years May 2004 - Present
WFG 9 years, 3 months Feb 2004 - Present
Lynx Properties 4 years, 5 months Oct 2003 - Mar 2008
Clear Channel 2 years, 1 month Aug 2002 - Sep 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/01/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Financial Disclosure

No Disclosures Found
As of Date
08/01/2012
01/07/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 04/30/2007
Uniform Securities Agent State Law Examination Series 63 04/19/2005
Investment Company Products/Variable Contracts Principal Examination Series 26
Investment Company Products/Variable Contracts Representative Examination Series 6

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions