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Theodore Franklin Baker

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Information

Other Names: Theodore F K Baker, Theodore Franklin King Baker
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Third Sigma Investment Advisors LLC ended in October 10, 2012.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Third Sigma Investment Advisors LLC 4 years, 9 months Jan 2010 - Present
Furniture Solution 5 years, 3 months Jul 2009 - Present
Simm Associates 1 month May 2009 - Jun 2009
Furniture Solution 1 year, 7 months Oct 2007 - May 2009
Bank of America 3 months Jun 2007 - Sep 2007
AIG 1 month Apr 2007 - May 2007
Mbna America, N.A. 12 years, 8 months Aug 1994 - Apr 2007
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 02/01/2011

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Theodore Franklin Baker has not answered any questions on Financial Q&A.

Top Guides

Theodore Franklin Baker has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

No Disclosures Found

As of Date
10/10/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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No compensation arrangements listed.