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Theodore Franklin King Baker

Other Names: Theodore F K Baker
Firm:
Third Sigma Investment Advisors LLC
Vice President
Type: Not Actively Registered
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Description

Theodore Franklin King Baker has an ownership stake of Third Sigma Investment Advisors LLC, a $63M dollar RIA based in Wilmington, DE. Theodore Franklin King Baker has held an industry securities registration for a year.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Theodore Franklin King Baker has not answered any questions on Financial Q&A.

Top Guides

Theodore Franklin King Baker has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Individuals
Charitable Organizations
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Third Sigma Investment Advisors LLC 3 years, 4 months Jan 2010 - Present
Furniture Solution 3 years, 10 months Jul 2009 - Present
Simm Associates 1 month May 2009 - Jun 2009
Furniture Solution 1 year, 7 months Oct 2007 - May 2009
Bank of America 3 months Jun 2007 - Sep 2007
AIG 1 month Apr 2007 - May 2007
Mbna America, N.A. 12 years, 8 months Aug 1994 - Apr 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/10/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
License Status
Not registered
Disclosures

No Disclosures Found
As of Date
10/10/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 02/01/2011

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees