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Alton Mitsuo Takabayashi

Description

Alton Takabayashi a financial professional at Madison Avenue Securities, Inc., a broker-dealer with 138 registered representatives nationwide. Alton has held an industry securities registration for 2 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Alton Mitsuo Takabayashi has not answered any questions on Financial Q&A.

Top Guides

Alton Mitsuo Takabayashi has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Doffin Group, Inc. Dba Doffin Investments 2 years, 8 months Sep 2010 - Present
Madison Avenue Securities, Inc. 2 years, 9 months Aug 2010 - Present
Semi Retired 3 years, 1 month Jul 2007 - Aug 2010
Ano Ano 12 years, 8 months Sep 2000 - Present
Scpmg - Southern California Permanente Medical Group 23 years, 9 months Sep 1983 - Jun 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/28/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
06/28/2012
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 09/14/2010
General Securities Representative Examination Series 7 08/17/2010

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions