|Other Names:||Carrie Lee Wallace|
M Holdings Securities, Inc.
VICE PRESIDENT, ROSFP, AML & CHIEF COMPLIANCE OFFICER B/D, COO.
Carrie Fleisher a financial professional at M Financial Securities Marketing, Inc.. Carrie has held an industry securities registration for 18 years and is subject to FINRA oversight.
No client types listed.
|M Holdings Securities, Inc.||7 months, 3 weeks||Oct 2012 - Present|
|M Holdings Securities, Inc.||11 years, 2 months||Mar 2002 - Present|
No Disclosures Found
|As of Date||
|Municipal Securities Principal Examination||Series 53||05/30/2006|
|Registered Options Principal Examination||Series 4||01/28/1993|
|General Securities Principal Examination||Series 24||09/14/1992|
|Uniform Securities Agent State Law Examination||Series 63||09/02/1988|
|General Securities Representative Examination||Series 7||08/20/1988|
No compensation arrangements listed.