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Eric Carl Tetschner

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Information

Firm:
Additional Firm:
Tetschner Financial Services
Investment Advisor
Type: Dual Registration
Description

Eric Tetschner is an executive and is sole owner of Tetschner Financial Services, a $0 RIA. Eric is also registered with LPL Financial LLC, a broker-dealer with over 17,200 registered representatives nationwide. Eric has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Tetschner Financial Services 7 years, 2 months Sep 2007 - Present
LPL Financial LLC 7 years, 10 months Jan 2007 - Present
Tetschner Financial Services 8 years, 8 months May 1998 - Jan 2007
Mml Investors Services, Inc. 10 years, 10 months Mar 1996 - Jan 2007
Eric Tetschner 21 years, 7 months Jun 1985 - Jan 2007
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 02/27/2007
General Securities Representative ExaminationSeries 7 11/02/1990
Uniform Securities Agent State Law ExaminationSeries 63 01/20/1986
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/16/1986

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Eric Carl Tetschner has not answered any questions on Financial Q&A.

Top Guides

Eric Carl Tetschner has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/06/2014
09/19/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions