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Information

Firm:
Additional Firm:
Tetschner Financial Services
Investment Advisor
Type: Dual Registration
Description

Eric Tetschner is an executive and is sole owner of Tetschner Financial Services, a $0 RIA. Eric is also registered with LPL Financial LLC, a broker-dealer with over 17,700 registered representatives nationwide. Eric has held an industry securities registration for 27 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Eric Carl Tetschner has not answered any questions on Financial Q&A.

Top Guides

Eric Carl Tetschner has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Tetschner Financial Services 6 years, 7 months Sep 2007 - Present
LPL Financial LLC 7 years, 3 months Jan 2007 - Present
Tetschner Financial Services 8 years, 8 months May 1998 - Jan 2007
Mml Investors Services, Inc. 10 years, 10 months Mar 1996 - Jan 2007
Eric Tetschner 21 years, 7 months Jun 1985 - Jan 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/20/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
05/20/2013
07/23/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 02/27/2007
General Securities Representative Examination Series 7 11/02/1990
Uniform Securities Agent State Law Examination Series 63 01/20/1986
Investment Company Products/Variable Contracts Representative Examination Series 6 01/16/1986

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions