Home  >  BrightScope Advisor Pages  >  James Christopher Pappas

James Christopher Pappas

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: James C Pappas
Firm:
Jcp Investment Management, LLC
Managing Member and Portfolio Manager
Type: RIA
Description

James Pappas is an executive and is sole owner of Jcp Investment Management, LLC, a $29M RIA based in Houston, TX. James has held an industry securities registration for 5 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Jcp Investment Management, LLC 5 years, 3 months Jun 2009 - Present
Pappas Restaurants, Lp 2 years, 1 month Jul 2007 - Aug 2009
Goldman, Sachs & Co. 2 years, 1 month Jun 2005 - Jul 2007
Bank of America 1 year Jun 2004 - Jun 2005
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/14/2009
General Securities Representative ExaminationSeries 7 10/23/2006
Uniform Securities Agent State Law ExaminationSeries 63 09/29/2006

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

James Christopher Pappas has not answered any questions on Financial Q&A.

Top Guides

James Christopher Pappas has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
08/19/2011
06/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees