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James Christopher Pappas

Other Names: James C Pappas
Firm:
Jcp Investment Management, LLC
Managing Member and Portfolio Manager
Type: RIA
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Description

James Pappas an executive and is sole owner of Jcp Investment Management, LLC, a $10M dollar RIA based in Houston, TX. James has held an industry securities registration for 4 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

James Christopher Pappas has not answered any questions on Financial Q&A.

Top Guides

James Christopher Pappas has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Jcp Investment Management, LLC 3 years, 11 months Jun 2009 - Present
Pappas Restaurants, Lp 2 years, 1 month Jul 2007 - Aug 2009
Goldman, Sachs & Co. 2 years, 1 month Jun 2005 - Jul 2007
Bank of America 1 year Jun 2004 - Jun 2005
Texas A&M 4 years Jun 2000 - Jun 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/19/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
08/19/2011
08/12/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 05/14/2009
General Securities Representative Examination Series 7 10/23/2006
Uniform Securities Agent State Law Examination Series 63 09/29/2006

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: (6) Performance-based fees