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James Christopher Pappas

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Other Names: James C Pappas
Jcp Investment Management, LLC
Managing Member and Portfolio Manager
Type: RIA

James Pappas is an executive and is sole owner of Jcp Investment Management, LLC, a $49M RIA based in Houston, TX. James has held an industry securities registration for 6 years and is subject to SEC oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Jcp Investment Management, LLC 6 years, 5 months Jun 2009 - Present
Pappas Restaurants, Lp 2 years, 1 month Jul 2007 - Aug 2009
Goldman, Sachs & Co. 2 years, 1 month Jun 2005 - Jul 2007
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 05/14/2009
General Securities Representative ExaminationSeries 7 10/23/2006
Uniform Securities Agent State Law ExaminationSeries 63 09/29/2006

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

James Christopher Pappas has not answered any questions on Financial Q&A.

Top Articles

James Christopher Pappas has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees