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Christopher Mills Mitchell

Other Names: Christopher M Mitchell, Christopher Mitchell
Firm:
LPL Financial LLC
Additional Firm:
Uvest Financial Services Group, Inc.
Finop
Type: Registered Representative
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Description

Christopher Mitchell a financial professional at LPL Financial LLC, a broker-dealer with over 15,900 registered representatives nationwide. Christopher has held an industry securities registration for 17 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Christopher Mills Mitchell has not answered any questions on Financial Q&A.

Top Guides

Christopher Mills Mitchell has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Mutual Service Corporation 11 months Dec 2010 - Nov 2011
Uvest Financial Services Group, Inc. 2 years, 6 months Nov 2010 - Present
LPL Financial LLC 2 years, 9 months Aug 2010 - Present
Ameriprise Financial 8 months Oct 2009 - Jun 2010
Ameriprise Advisor Services, Inc. 11 months Nov 2008 - Oct 2009
H&R Block Financial Advisors, Inc. 5 years, 9 months Jan 2003 - Oct 2008
Asset Planning Solutions, Inc. 3 years, 6 months Jul 1999 - Jan 2003
First Allied Securities 3 years, 7 months Jun 1999 - Jan 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Financial and Operations Principal Examination Series 27 11/11/1999
General Securities Principal Examination Series 24 06/22/1995
General Securities Representative Examination Series 7 05/15/1995
Investment Company Products/Variable Contracts Principal Examination Series 26 02/22/1994
Investment Company Products/Variable Contracts Representative Examination Series 6 01/18/1994
Uniform Securities Agent State Law Examination Series 63 11/15/1993

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions