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Diane Marie Siskey

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Information

Other Names: Diane M Siskey, Diane Siskey
Firm:
Type: Registered Representative
Description

Diane Siskey is a financial professional at Metlife Securities Inc., a broker-dealer with over 6,100 registered representatives nationwide. Diane has held an industry securities registration for 11 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Metropolitan Life Insurance 13 years, 3 months Aug 2001 - Present
Metlife Securities, Inc. 13 years, 3 months Aug 2001 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 10/14/2003
General Securities Representative ExaminationSeries 7 07/25/2002
Uniform Securities Agent State Law ExaminationSeries 63 03/13/1998
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 03/11/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Diane Marie Siskey has not answered any questions on Financial Q&A.

Top Guides

Diane Marie Siskey has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
01/03/2012
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees