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Jacob Keith Cooper

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Information

Firm:
Type: RIA
Description

Jacob Cooper is an executive and is the majority owner of Total Wealth Management Inc., a $103M RIA based in San Diego, CA. Jacob has held an industry securities registration for 12 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Altus Capital Management 4 years, 12 months Dec 2009 - Present
Total Wealth Management 9 years, 1 month Oct 2005 - Present
Sunamerica Securities, Inc. 9 months Jan 2005 - Oct 2005
Sunset Financial Services 10 months Mar 2004 - Jan 2005
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 07/16/2001
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/14/2001

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jacob Keith Cooper has not answered any questions on Financial Q&A.

Top Guides

Jacob Keith Cooper has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Other Pooled Investment Vehicles
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

1 Customer Dispute

1 Customer Dispute

1 Regulatory Event Pending

As of Date
09/10/2014
04/25/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: REVENUE SHARING AGREEMENTS