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Amy Beth Saunders

Description

Amy Saunders a financial professional at Ssn Advisory, Inc., a $580M dollar RIA based in Knoxville, TN. Amy has held an industry securities registration for 7 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Amy Beth Saunders has not answered any questions on Financial Q&A.

Top Guides

Amy Beth Saunders has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Securities Service Network, Inc 4 years, 10 months Jul 2008 - Present
Ssn Advisory, Inc. 4 years, 10 months Jul 2008 - Present
Charles Schwab Bank 9 months Oct 2007 - Jul 2008
Charles Schwab & Co., Inc. 10 months Sep 2007 - Jul 2008
Securities Service Network 5 years, 1 month Aug 2002 - Sep 2007
1st Tn Bank 2 years Aug 2000 - Aug 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/24/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
03/24/2010
06/17/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 08/20/2007
General Securities Principal Examination Series 24 03/18/2005
General Securities Representative Examination Series 7 11/17/2004

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions