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Allan Richard White

Other Names: Allan Richard White III, Rick White
Firm:
Minot Capital, LLC
Managing Partner
Type: RIA
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Description

Allan White is an executive and is the majority owner of Minot Capital, LLC, a $1B dollar RIA based in Boulder, CO. Allan has held an industry securities registration for 26 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Allan Richard White has not answered any questions on Financial Q&A.

Top Guides

Allan Richard White has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Minot Capital, LLC 10 years, 2 months Apr 2003 - Present
Neuberger Berman LLC 13 years, 8 months Oct 1999 - Present
Neuberger Berman Management Inc. 14 years, 9 months Sep 1998 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/12/2003, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
05/12/2003
08/05/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 03/16/1999
Uniform Investment Adviser Law Examination Series 65 12/14/1992
Uniform Securities Agent State Law Examination Series 63 07/17/1986
General Securities Representative Examination Series 7 04/19/1986

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets