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Lawrence Norfleet Smith

Other Names: Fleet Smith, Lawrence Norfleet Smith Jr, Lawrence Smith
Firm:
American Capital Advisory, LLC
Managing Director
Type: RIA
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Description

Lawrence Smith an executive and is an owner of American Capital Advisory, LLC, a $31M dollar RIA based in Virginia Beach, VA. Lawrence has held an industry securities registration for 18 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Lawrence Norfleet Smith has not answered any questions on Financial Q&A.

Top Guides

Lawrence Norfleet Smith has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Banking or Thrift Institutions
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Argent Development Corporation of Virginia 2 years, 4 months Jan 2011 - Present
American Capital Advisory, LLC 6 years, 8 months Sep 2006 - Present
Heritage Capital Partners 8 years, 2 months Mar 2005 - Present
Wilbanks, Smith & Thomas Asset Management, LLC 12 years, 10 months May 1992 - Mar 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/03/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
License Status
Registered
Disclosures

No Disclosures Found
As of Date
02/03/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 05/27/1992

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: ACA MAY REFER CLIENTS TO ANOTHER ADVISOR & WILL BE COMPENSATED