Leerink Swann LLC
Chief Compliance Officer (CCO), Managing Director
John Pellegrino is a financial professional at Craig Scott Capital, LLC. John has held an industry securities registration for 35 years and is subject to FINRA oversight.
Top AnswersJohn Richter Pellegrino has not answered any questions on Financial Q&A.
No client types listed.
|Craig Scott Capital||1 year, 1 month||Feb 2013 - Present|
|Leerink Swann LLC||3 years, 9 months||Jun 2008 - Mar 2012|
|Ryan Beck & Co.||8 years, 9 months||Jun 2005 - Present|
|Ryan Beck & Co.||5 years, 8 months||Apr 2002 - Dec 2007|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|NYSE Compliance Officer Examination||Series 14||09/25/1989|
|Foreign Currency Options Examination||Series 15||05/03/1983|
|Uniform Securities Agent State Law Examination||Series 63||12/17/1981|
|Interest Rate Options Examination||Series 5||10/15/1981|
|Registered Options Principal Examination||Series 4||05/03/1979|
|NYSE Branch Manager Examination||Series 12||08/30/1976|
|Registered Principal Examination||Series 40||08/25/1976|
No compensation arrangements listed.