Home  >  BrightScope Advisor Pages  >  John Richter Pellegrino


Type: Registered Representative

John Pellegrino is a financial professional at Craig Scott Capital, LLC. John has held an industry securities registration for 35 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Richter Pellegrino has not answered any questions on Financial Q&A.

Top Guides

John Richter Pellegrino has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Craig Scott Capital 1 year, 2 months Feb 2013 - Present
Leerink Swann LLC 3 years, 9 months Jun 2008 - Mar 2012
Ryan Beck & Co. 8 years, 10 months Jun 2005 - Present
Ryan Beck & Co. 5 years, 8 months Apr 2002 - Dec 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
NYSE Compliance Officer Examination Series 14 09/25/1989
Foreign Currency Options Examination Series 15 05/03/1983
Uniform Securities Agent State Law Examination Series 63 12/17/1981
Interest Rate Options Examination Series 5 10/15/1981
Registered Options Principal Examination Series 4 05/03/1979
NYSE Branch Manager Examination Series 12 08/30/1976
Registered Principal Examination Series 40 08/25/1976

Firm Compensation Arrangements

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No compensation arrangements listed.