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John Richter Pellegrino

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Information

Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Craig Scott Capital, LLC ended in February 1, 2014.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Craig Scott Capital 1 year, 9 months Feb 2013 - Present
Leerink Swann LLC 3 years, 9 months Jun 2008 - Mar 2012
Ryan Beck & Co. 5 years, 8 months Apr 2002 - Dec 2007
Exams
ExamSeriesPassed Date
NYSE Compliance Officer ExaminationSeries 14 09/25/1989
Foreign Currency Options ExaminationSeries 15 05/03/1983
Uniform Securities Agent State Law ExaminationSeries 63 12/17/1981
Interest Rate Options ExaminationSeries 5 10/15/1981
Registered Options Principal ExaminationSeries 4 05/03/1979
NYSE Branch Manager ExaminationSeries 12 08/30/1976
Registered Principal ExaminationSeries 40 08/25/1976

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Richter Pellegrino has not answered any questions on Financial Q&A.

Top Guides

John Richter Pellegrino has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

No Disclosures Found

As of Date
08/18/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.