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Edwin James Peet

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Information

Other Names: Jimmy Peet
Firm:
Etf Strategies, LLC
Managing Member/Chief Compliance Officer
Type: RIA
Description

Edwin Peet is an executive and is sole owner of Etf Strategies, LLC, a $2M RIA based in San Antonio, TX. Edwin has held an industry securities registration for 4 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Etf Strategies, LLC (153477) 4 years, 8 months Mar 2010 - Present
Etf Strategies, LLC 4 years, 8 months Mar 2010 - Present
Quest Capital Strategies 1 year, 9 months Feb 2008 - Nov 2009
Brokers Intl. 1 month Jan 2008 - Feb 2008
Carteret Mortgage Corportation 8 years, 8 months Mar 2006 - Present
Gunn Automotive Group 2 months Oct 2005 - Dec 2005
Next Generation Financial Services 11 months Apr 2005 - Mar 2006
Quest Capital 2 years, 10 months Jan 2005 - Nov 2007
Next Financial Group, Inc 2 years, 2 months Oct 2003 - Dec 2005
Dba Financial Solutions 11 years, 10 months Jan 2003 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 04/13/2010
Uniform Securities Agent State Law ExaminationSeries 63 08/20/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Edwin James Peet has not answered any questions on Financial Q&A.

Top Guides

Edwin James Peet has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
04/23/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets