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Miriam Flicop Cooper

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Information

Other Names: Mimmy F. Cooper, Mimmy F. Morrison, Mimmy J. Flicop ...(see more)
Firm:
Type: RIA
Description

Miriam Cooper is an executive and is an owner of Cooper Lapman Financial, LLC, a $101M RIA based in Boston, MA. Miriam has held an industry securities registration for 15 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Cooper Lapman Financial, LLC 5 years, 8 months Jan 2009 - Present
Independence Investments LLC 17 years, 8 months Oct 1991 - Jun 2009
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 06/02/2009
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 10/16/1992
Uniform Securities Agent State Law ExaminationSeries 63 09/04/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Miriam Flicop Cooper has not answered any questions on Financial Q&A.

Top Guides

Miriam Flicop Cooper has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Other

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
01/17/2014
06/22/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets