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Information

Other Names: Mimmy F. Cooper, Mimmy F. Morrison, Mimmy J. Flicop ...(see more)
Firm:
Type: RIA
Description

Miriam Cooper is an executive and is an owner of Cooper Lapman Financial, LLC, a $90M RIA based in Boston, MA. Miriam has held an industry securities registration for 15 years and is subject to SEC oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Miriam Flicop Cooper has not answered any questions on Financial Q&A.

Top Guides

Miriam Flicop Cooper has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Other

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Cooper Lapman Financial, LLC 5 years, 3 months Jan 2009 - Present
Independence Investments LLC 17 years, 8 months Oct 1991 - Jun 2009
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/28/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
03/28/2013
06/22/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 06/02/2009
Investment Company Products/Variable Contracts Representative Examination Series 6 10/16/1992
Uniform Securities Agent State Law Examination Series 63 09/04/1992

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets