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Trudy Lynn Albingerbixby

Other Names: T. Albinger Bixby, T. Albinger-Bixby, T. Albingerbixby ...(see more)
Firm:
Raymond James & Associates, Inc.
Chief Operations Officer
Type: Registered Representative
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Description

Trudy Albingerbixby has an ownership stake of Raymond James & Associates, Inc., a broker-dealer with over 3,550 registered representatives nationwide. Trudy has held an industry securities registration for 21 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Trudy Lynn Albingerbixby has not answered any questions on Financial Q&A.

Top Guides

Trudy Lynn Albingerbixby has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Raymond James & Associates, Inc. 5 years, 8 months Oct 2007 - Present
Raymond James & Associates, Inc. 21 years, 10 months Aug 1991 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Financial and Operations Principal Examination Series 27 09/05/2006
General Securities Principal Examination Series 24 06/22/1994
Uniform Securities Agent State Law Examination Series 63 04/22/1992
General Securities Representative Examination Series 7 01/13/1992

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions