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Justin Dorsey

Firm:
Advanced Capital Group
Chief Compliance Officer
Type: Not Actively Registered
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Description

Justin Dorsey an executive and is an owner of Advanced Capital Group, a $6B dollar RIA based in Downtown West, MN. Justin has held an industry securities registration for 8 years.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Justin Dorsey has not answered any questions on Financial Q&A.

Top Guides

Justin Dorsey has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Triad Advisors, Inc. 5 years May 2008 - Present
Advanced Capital Group 11 years, 4 months Jan 2002 - Present
National City Bank 10 years, 3 months Feb 1998 - May 2008
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Not registered
Disclosures

No Disclosures Found
As of Date
10/08/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 07/15/2008
Investment Company Products/Variable Contracts Representative Examination Series 6 06/09/2008
Uniform Investment Adviser Law Examination Series 65 01/26/1996
General Securities Representative Examination Series 7 12/21/1995

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees