Home  >  BrightScope Advisor Pages  >  John Malcolm Carr

John Malcolm Carr

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: John M Carr
Firm:
Carr Consulting P.A.
Ceo/Chief Compliance Officer
Type: RIA
Description

John Carr is an executive and is sole owner of Carr Consulting P.A., a $0 RIA based in Northside, TX. John has held an industry securities registration for 6 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Carr Consulting P.A. 6 years, 11 months Dec 2007 - Present
H.D. Vest Investment Securities, Inc. 16 years, 5 months Jun 1998 - Present
Better Business Services Inc. 31 years, 9 months Mar 1983 - Present
Exams
ExamSeriesPassed Date
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 08/26/1998
Uniform Securities Agent State Law ExaminationSeries 63 07/23/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Malcolm Carr has not answered any questions on Financial Q&A.

Top Guides

John Malcolm Carr has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/06/2014
11/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees