Ted S. Rich
| Other Names: | Ted Rich, Theodore Spencer Rich |
|---|---|
| Firm: | Vinoy Capital, LLC |
| Advisor Location: | Orlando, FL |
| Firm Primary Clients: | Individuals |
| Type: | RIA |
Description
Ted S. Rich is a Principal and Managing Member at Vinoy Capital, LLC. Vinoy Capital is a fee-only investment advisory firm registered directly with the U.S. Securities and Exchange Commission. The firm is headquartered in Orlando, FL with an additional location in Boulder, CO, serving clients all across the United States ... see more
BrightScope Advisor Metrics
Answers and Guides
Level 5
Level 5 Contributor
2 Answers and 0 Financial Guides
Top Answers
Answered Jan 04, 2012
near Boulder, CO
The intuitive answer to this question is actually the correct one -- he probably cannot. One of the most important items any client needs to understand fully about any financial product or advice offering is this one -- how EXACTLY does the person offering
...(more)
Answered Jan 04, 2012
near Boulder, CO
This is very dependent on the advisor's business model and on the needs of the client, but most of the time the answer to this question is No. The technology age we live in now allows advisors of all types to work very effectively with most clients regardless
...(more)
Top Guides
Ted S. Rich has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.
Advisor Information
Social Media
Firm Client Types
| Individuals | |
| High Net Worth Individuals | |
| Pension and Profit Sharing Plans | |
| Corporations or Other Businesses | |
| Charitable Organizations |
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
Experience and Employment History
| Employer | Years | Dates |
|---|---|---|
| Jefferson Pilot Securities Corporation | 10 years, 4 months | Feb 2002 - Present |
| Global Capital Advisors, LLC | 10 years, 7 months | Nov 2001 - Present |
| Robert W. Baird & Co. Incorporated | 3 years, 7 months | Jul 1998 - Feb 2002 |
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of 11/04/2009, and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
| Regulator |
|
|
|---|---|---|
| License Status |
Registered
|
Not registered
|
| Disclosures |
No Disclosures Found |
No Disclosures Found |
| As of Date |
11/04/2009
|
11/04/2009
|
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
Advisor Exams
| Exam | Series | Passed Date |
|---|---|---|
| Uniform Investment Adviser Law Examination | Series 65 | 08/04/1998 |
| General Securities Representative Examination | Series 7 | 09/27/1995 |
| Uniform Securities Agent State Law Examination | Series 63 | 09/18/1995 |
Firm Compensation Arrangements
Fee Only
Advisor
Advisor
This firm has certified that they are compensated solely by their clients, and do not accept commissions or compensation of any kind based on the products they recommend.
