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Elihu Heatzl Woolfson

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Other Names: Eliho Heatzl Woolfson, Eliho Hentzl Woolfson
Type: SEC and FINRA Registered

Elihu Woolfson is a financial professional at PlanMember Securities Corporation, a broker-dealer with 557 registered representatives nationwide. Elihu has held an industry securities registration for 22 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
PlanMember Securities Corporation 9 years, 3 months Aug 2006 - Present
Lincoln Investment Planning, Inc. 11 months Sep 2005 - Aug 2006
Woolfson Tax & Financial 24 years, 11 months Jan 1991 - Present
ExamSeriesPassed Date
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 11/04/1998
Uniform Investment Adviser Law ExaminationSeries 65 07/01/1994
General Securities Representative ExaminationSeries 7 02/04/1994
Uniform Securities Agent State Law ExaminationSeries 63 10/27/1992
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 10/23/1992

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Elihu Heatzl Woolfson has not answered any questions on Financial Q&A.

Top Articles

Elihu Heatzl Woolfson has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions