Home  >  BrightScope Advisor Pages  >  Elihu Heatzl Woolfson

Information

Other Names: Eliho Heatzl Woolfson, Eliho Hentzl Woolfson
Firm:
Type: Dual Registration
Description

Elihu Woolfson is a financial professional at PlanMember Securities Corporation, a broker-dealer with 556 registered representatives nationwide. Elihu has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Elihu Heatzl Woolfson has not answered any questions on Financial Q&A.

Top Guides

Elihu Heatzl Woolfson has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
PlanMember Securities Corporation 7 years, 8 months Aug 2006 - Present
Lincoln Investment Planning, Inc 11 months Sep 2005 - Aug 2006
PlanMember Securities Corporation 9 months Dec 2004 - Sep 2005
Ing Financial Partners, Inc 1 year Jan 2004 - Jan 2005
Woolfson Tax & Financial 23 years, 3 months Jan 1991 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/08/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
05/08/2013
02/09/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Investment Company Products/Variable Contracts Principal Examination Series 26 11/04/1998
Uniform Investment Adviser Law Examination Series 65 07/01/1994
General Securities Representative Examination Series 7 02/04/1994
Uniform Securities Agent State Law Examination Series 63 10/27/1992
Investment Company Products/Variable Contracts Representative Examination Series 6 10/23/1992

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions