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April Nena Walstad

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Information

Other Names: April Walstad, April Walstad Woodward
Firm:
Walstad Investment Counsel, Inc.
President, Secretary, Cfo, Director, Chief Compliance Officer
Type: RIA
Description

April Walstad is an executive and is sole owner of Walstad Investment Counsel, Inc., a $50M RIA based in Santa Barbara, CA. April has held an industry securities registration for 19 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Walstad Investment Counsel, Inc. 20 years Nov 1994 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/03/1994

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

April Nena Walstad has not answered any questions on Financial Q&A.

Top Guides

April Nena Walstad has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/08/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets