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Other Names: April Walstad, April Walstad Woodward
Walstad Investment Counsel, Inc.
President, Secretary, Cfo, Director, Chief Compliance Officer
Type: RIA

April Walstad is an executive and is sole owner of Walstad Investment Counsel, Inc., a $50M RIA based in Santa Barbara, CA. April has held an industry securities registration for 19 years and is subject to SEC oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

April Nena Walstad has not answered any questions on Financial Q&A.

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Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Walstad Investment Counsel, Inc. 19 years, 5 months Nov 1994 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/27/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 11/03/1994

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets