Wayne Francis Talleur
| Firm: |
|
| Type: |
Registered Representative |
Description
Wayne Talleur an executive and has an ownership stake of Madison Avenue Securities, Inc., a broker-dealer with 138 registered representatives nationwide. Wayne has held an industry securities registration for 2 years and is subject to FINRA oversight.
BrightScope Advisor Metrics
Answers and Guides
0 Answers and 0 Financial Guides
Top Answers
Wayne Francis Talleur has not answered any questions on Financial Q&A.
Top Guides
Wayne Francis Talleur has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.
Firm Client Types
|
Individuals |
|
High Net Worth Individuals |
|
Pension and Profit Sharing Plans |
|
Charitable Organizations |
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
Experience and Employment History
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
| Regulator |
|
|
License Status
|
Registered
|
|
Disclosures
|
|
| As of Date |
01/23/2013
|
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
Advisor Exams
| Exam |
Series |
Passed Date |
| General Securities Principal Examination |
Series 24 |
02/18/2011 |
| General Securities Representative Examination |
Series 7 |
10/21/2010 |
Firm Compensation Arrangements
Types of Compensation Arrangements
-
Percentage of Assets
-
Hourly Charges
-
Fixed Fees
-
Commissions