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Aaron Bruce Reed

Other Names: Aaron Reed
Firm:
PNC Investments
Type: Dual Registration
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Description

Aaron Reed a financial professional at PNC Investments, a broker-dealer with over 2,150 registered representatives nationwide. Aaron has held an industry securities registration for 3 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Aaron Bruce Reed has not answered any questions on Financial Q&A.

Top Guides

Aaron Bruce Reed has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Corporations or Other Businesses
Charitable Organizations
Other Pooled Investment Vehicles
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
PNC Investments 2 years, 1 month Apr 2011 - Present
PNC Investments 1 year, 5 months Nov 2009 - Apr 2011
Edward Jones 7 months Jan 2009 - Aug 2009
Suncoast Dvd 2 years Jun 2004 - Jun 2006
Pro Model 2 years Jun 2002 - Jun 2004
Waterford Village Apartments 2 years Jun 2002 - Jun 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/07/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
12/07/2011
06/15/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 04/13/2009
General Securities Representative Examination Series 7 03/02/2009

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets