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James Gerard Guidera

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Other Names: James Gerard Guidera III, James Guidera
Additional Firm:
Type: Dual Registration

James Guidera is a financial professional at Lord Abbett Distributor LLC, a broker-dealer with 297 registered representatives nationwide. James is also registered with Lord, Abbett & Co. LLC, a $136B RIA based in The Waterfront, NJ. James has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Lord Abbett 9 years, 3 months Jun 2005 - Present
Princeton University 9 months Sep 2004 - Jun 2005
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 09/19/2005
General Securities Representative ExaminationSeries 7 08/23/2005

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Firm Client Types

High Net Worth Individuals
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees