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James Gerard Guidera

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Information

Other Names: James Gerard Guidera III, James Guidera
Firm:
Additional Firm:
Type: Dual Registration
Description

James Guidera is a financial professional at Lord Abbett Distributor LLC, a broker-dealer with 347 registered representatives nationwide. James is also registered with Lord, Abbett & Co. LLC, a $136B RIA based in The Waterfront, NJ. James has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Lord Abbett 9 years, 1 month Jun 2005 - Present
Princeton University 9 months Sep 2004 - Jun 2005
Wiley Rein & Fielding 2 months Jun 2004 - Aug 2004
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 09/19/2005
General Securities Representative ExaminationSeries 7 08/23/2005

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

James Gerard Guidera has not answered any questions on Financial Q&A.

Top Guides

James Gerard Guidera has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
02/03/2011
06/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees