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Eduardo Larios

Other Names: Edward Larios
Firm: No Current Employment Listed
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Description

This advisor is no longer actively registered and has no available registration history.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Eduardo Larios has not answered any questions on Financial Q&A.

Top Guides

Eduardo Larios has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
National Planning Corporation 2 years, 10 months Jul 2010 - Present
Chase Investment Services Corp. 8 months Oct 2009 - Jun 2010
Not Employed 5 months May 2009 - Oct 2009
Wamu Investments, Inc. 9 years, 10 months Jul 1999 - May 2009
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 02/14/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
02/14/2011
06/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 07/24/2006
Registered Options Principal Examination Series 4 10/23/2000
Municipal Securities Principal Examination Series 53 06/30/2000
General Securities Principal Examination Series 24 05/10/1999
Uniform Securities Agent State Law Examination Series 63 02/05/1999
General Securities Representative Examination Series 7 01/19/1999
Investment Company Products/Variable Contracts Representative Examination Series 6 01/17/1995

Firm Compensation Arrangements

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No compensation arrangements listed.