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Susan Eileen Randall

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Firm: No Current Employment Listed

This advisor is no longer actively registered. Their most recent registration with J.P. Morgan Securities LLC ended in January 5, 2015.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Simplehealthykitchen.Com 1 year, 8 months Feb 2014 - Present
Great-Kitchen-Gadgets.Com 2 years Oct 2013 - Present
Jp Morgan Securities LLC 2 years, 1 month Sep 2013 - Present
Key Investment Services 3 years, 5 months Apr 2010 - Sep 2013
Sears Holding Corp 2 months Sep 2009 - Nov 2009
Phoenix Equity Planning Corp 1 year, 2 months Jan 2008 - Mar 2009
Phoenix Investment Partners 1 year, 3 months Dec 2007 - Mar 2009
Charles Schwab Bank, N.A. 3 months Jun 2007 - Sep 2007
Charles Schwab & Co 3 months Jun 2007 - Sep 2007
Capital Brokerage Corporation 1 year, 8 months Jul 2005 - Mar 2007
Ameritrade Inc 7 months Dec 2004 - Jul 2005
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 08/18/2010
Uniform Securities Agent State Law ExaminationSeries 63 05/23/1991
General Securities Representative ExaminationSeries 7 05/14/1991

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Susan Eileen Randall has not answered any questions on Financial Q&A.

Top Articles

Susan Eileen Randall has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered
Not registered

3 Final Judgments

3 Final Judgments

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.