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Information

Other Names: Alfred Bernard Brady III, Trey Brady
Firm:
Additional Firm:
Type: Dual Registration
Description

Alfred Brady is a financial professional at Mbr Financial, a $444M RIA based in Houston, TX. Alfred is also registered with Purshe Kaplan Sterling Investments, a broker-dealer with 928 registered representatives nationwide. Alfred has held an industry securities registration for 22 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Alfred Bernard Brady has not answered any questions on Financial Q&A.

Top Guides

Alfred Bernard Brady has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Purshe Kaplan Sterling Investments 7 months, 3 weeks Sep 2013 - Present
Mbr Financial 2 years, 7 months Sep 2011 - Present
Margolis Brady Finanical, Inc. 1 year, 7 months Feb 2010 - Sep 2011
Bbva Wealth Solutions 2 months Dec 2009 - Feb 2010
Compass Banc Shares 5 years, 1 month Jan 2005 - Feb 2010
FSC Securities Corporation 10 years, 6 months Mar 2003 - Sep 2013
Stavis Margolis 9 years Dec 2000 - Dec 2009
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/10/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/10/2013
01/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 08/08/2003
Uniform Securities Agent State Law Examination Series 63 07/11/1991
General Securities Representative Examination Series 7 07/02/1991

Firm Compensation Arrangements

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No compensation arrangements listed.