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Alfred Bernard Brady

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Other Names: Alfred Bernard Brady III, Trey Brady
Additional Firm:
Type: SEC and FINRA Registered

Alfred Brady is a financial professional at Purshe Kaplan Sterling Investments, a broker-dealer with over 1,250 registered representatives nationwide. Alfred is also registered with Mbr Financial, a $444M RIA based in Houston, TX. Alfred has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Purshe Kaplan Sterling Investments 1 year, 4 months Sep 2013 - Present
Mbr Financial 3 years, 4 months Sep 2011 - Present
Margolis Brady Finanical, Inc. 1 year, 7 months Feb 2010 - Sep 2011
Bbva Wealth Solutions 2 months Dec 2009 - Feb 2010
Compass Banc Shares 5 years, 1 month Jan 2005 - Feb 2010
FSC Securities Corporation 10 years, 6 months Mar 2003 - Sep 2013
Stavis Margolis 9 years Dec 2000 - Dec 2009
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 08/08/2003
Uniform Securities Agent State Law ExaminationSeries 63 07/11/1991
General Securities Representative ExaminationSeries 7 07/02/1991

Answers and Guides

0 Answers and 0 Financial Guides

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Alfred Bernard Brady has not answered any questions on Financial Q&A.

Top Guides

Alfred Bernard Brady has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions