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Alfred Bernard Brady

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Other Names: Alfred Bernard Brady III, Trey Brady
Additional Firm:
Mbr Financial
Type: SEC and FINRA Registered

Alfred Brady is an executive and is an owner of Mbr Financial, a $488M RIA based in Houston, TX. Alfred is also registered with Purshe Kaplan Sterling Investments, a broker-dealer with over 1,200 registered representatives nationwide. Alfred has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Purshe Kaplan Sterling Investments 2 years, 1 month Sep 2013 - Present
Mbr Financial 4 years, 1 month Sep 2011 - Present
Margolis Brady Finanical, Inc. 1 year, 7 months Feb 2010 - Sep 2011
Bbva Wealth Solutions 2 months Dec 2009 - Feb 2010
Compass Banc Shares 5 years, 1 month Jan 2005 - Feb 2010
FSC Securities Corporation 10 years, 6 months Mar 2003 - Sep 2013
Stavis Margolis 9 years Dec 2000 - Dec 2009
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 08/08/2003
Uniform Securities Agent State Law ExaminationSeries 63 07/11/1991
General Securities Representative ExaminationSeries 7 07/02/1991

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Alfred Bernard Brady has not answered any questions on Financial Q&A.

Top Articles

Alfred Bernard Brady has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.