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Jonathon Ray Zweifel

Other Names: Jonathan R Zweifel
Firm:
SagePoint Financial, Inc.
Type: Dual Registration
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Description

Jonathon Zweifel a financial professional at SagePoint Financial, Inc., a broker-dealer with over 1,700 registered representatives nationwide. Jonathon has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Jonathon Ray Zweifel has not answered any questions on Financial Q&A.

Top Guides

Jonathon Ray Zweifel has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
SagePoint Financial, Inc. 4 years, 4 months Jan 2009 - Present
Aig Financial Advisors 2 years, 6 months Jul 2006 - Jan 2009
Mesa Community College 8 years, 4 months Jan 2005 - Present
H & R Block Financial Advisors, Inc. 7 years, 5 months Feb 1999 - Jul 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 06/27/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
06/27/2012
01/21/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 02/13/2001
Uniform Securities Agent State Law Examination Series 63 07/14/1999
General Securities Principal Examination Series 24
General Securities Representative Examination Series 7
General Securities Sales Supervisor - General Module Examination Series 10
General Securities Sales Supervisor - Options Module Examination Series 9
Municipal Securities Representative Examination Series 52

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions