Home  >  BrightScope Advisor Pages  >  Mitchell Wayne Mikula

Information

Other Names: Mitch Mikula
Firm:
Type: Dual Registration
Description

Mitchell Mikula is a financial professional at Edward Jones, a broker-dealer with over 15,700 registered representatives nationwide. Mitchell has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mitchell Wayne Mikula has not answered any questions on Financial Q&A.

Top Guides

Mitchell Wayne Mikula has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Edward Jones 9 years, 10 months Jun 2004 - Present
Self-Employed 4 years, 4 months Jun 1999 - Oct 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/14/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/14/2011
08/19/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 08/29/2006
Uniform Securities Agent State Law Examination Series 63 08/05/2005
General Securities Representative Examination Series 7 07/21/2005

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets