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Mitchell Wayne Mikula

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Information

Other Names: Mitch Mikula
Firm:
Type: Dual Registration
Description

Mitchell Mikula is a financial professional at Edward Jones, a broker-dealer with over 16,300 registered representatives nationwide. Mitchell has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Edward Jones 10 years, 3 months Jun 2004 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/29/2006
Uniform Securities Agent State Law ExaminationSeries 63 08/05/2005
General Securities Representative ExaminationSeries 7 07/21/2005

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Mitchell Wayne Mikula has not answered any questions on Financial Q&A.

Top Guides

Mitchell Wayne Mikula has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/14/2011
06/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets