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Kelly Louise Andro

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Information

Firm:
Type: RIA
Description

Kelly Andro is a financial professional at PNC Investments, a broker-dealer with over 2,500 registered representatives nationwide. Kelly has held an industry securities registration for 19 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
PNC Investments 4 years, 9 months Nov 2009 - Present
National City Bank 10 years Nov 1999 - Nov 2009
Natcity Investments 10 years Nov 1999 - Nov 2009
Exams
ExamSeriesPassed Date
Municipal Securities Principal ExaminationSeries 53 07/26/2006
Municipal Fund Securities Principal ExaminationSeries 51 03/17/2003
General Securities Principal ExaminationSeries 24 07/05/2000
Uniform Combined State Law ExaminationSeries 66 07/17/1998
General Securities Representative ExaminationSeries 7 05/06/1994

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Kelly Louise Andro has not answered any questions on Financial Q&A.

Top Guides

Kelly Louise Andro has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/13/2011
01/07/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets