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William J Tryon

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Information

Other Names: William James Tryon
Firm:
Type: SEC and FINRA Registered
Description

William Tryon is a financial professional at Wells Fargo Advisors, LLC, a broker-dealer with over 26,100 registered representatives nationwide. William has held an industry securities registration for 35 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Wells Fargo Advisors LLC 6 years, 4 months May 2009 - Present
Wachovia Securities LLC 5 years, 10 months Jul 2003 - May 2009
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/28/1992
National Commodity Futures ExaminationSeries 3 04/18/1989
Registered Options Principal ExaminationSeries 4 02/11/1987
Uniform Securities Agent State Law ExaminationSeries 63 05/04/1981
General Securities Representative ExaminationSeries 7 04/21/1979

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

William J Tryon has not answered any questions on Financial Q&A.

Top Articles

William J Tryon has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Business Development Companies
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
02/03/2015
02/03/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions