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Joseph Everette Roseman

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Other Names: Joe Roseman Jr, Joseph Everette Roseman Jr
Type: SEC and FINRA Registered

Joseph Roseman is a financial professional at Lincoln Financial Advisors Corporation, a broker-dealer with over 2,400 registered representatives nationwide. Joseph has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Lincoln Financial Advisors 8 years, 10 months Dec 2006 - Present
Roseman Financial 15 years, 9 months Jan 2000 - Present
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/19/2007
General Securities Representative ExaminationSeries 7 01/11/2007
Uniform Securities Agent State Law ExaminationSeries 63 10/28/1985
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 10/28/1985

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Joseph Everette Roseman has not answered any questions on Financial Q&A.

Top Articles

Joseph Everette Roseman has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

3 Final Judgments

1 Financial Disclosure

3 Final Judgments

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions