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Joseph Everette Roseman

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Information

Other Names: Joe Roseman Jr, Joseph Everette Roseman Jr
Firm:
Type: Dual Registration
Description

Joseph Roseman is a financial professional at Lincoln Financial Advisors Corporation, a broker-dealer with over 2,400 registered representatives nationwide. Joseph has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Lincoln Financial Advisors 7 years, 8 months Dec 2006 - Present
Roseman Financial 14 years, 7 months Jan 2000 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/19/2007
General Securities Representative ExaminationSeries 7 01/11/2007
Uniform Securities Agent State Law ExaminationSeries 63 10/28/1985
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 10/28/1985

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Joseph Everette Roseman has not answered any questions on Financial Q&A.

Top Guides

Joseph Everette Roseman has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

3 Final Judgments

1 Financial Disclosure

3 Final Judgments

1 Financial Disclosure

As of Date
11/22/2011
08/19/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions