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Susan Lee Powell

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Other Names: Susan Lee Efflandt, Susan Lee Lewis, Susan Lee Sura
Type: RIA

Susan Powell is a financial professional at Global View Capital Management, Ltd, a $253M RIA based in Waukesha, WI. Susan has held an industry securities registration for 11 years and is subject to SEC oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Purshe Kaplan Sterling Investments 1 year, 11 months Jan 2014 - Present
Global View Capital Management, Ltd 1 year, 11 months Jan 2014 - Present
Global View Capital Insurance 5 years Nov 2010 - Present
The Strategic Financial Alliance 3 years, 1 month Nov 2010 - Dec 2013
Investment Advisors International 4 years, 4 months Jul 2006 - Nov 2010
Innergy Lending 1 year Jun 2006 - Jun 2007
Intersecurities, Inc. 1 year, 11 months Aug 2004 - Jul 2006
City 1st Mortgage 2 years, 7 months Aug 2003 - Mar 2006
World Group Securities, Inc. 7 years, 4 months Jul 2003 - Nov 2010
World Financial Group 7 years, 5 months Jun 2003 - Nov 2010
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/23/2004
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 11/07/2003
Uniform Securities Agent State Law ExaminationSeries 63 07/28/2003
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/21/2003

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Susan Lee Powell has not answered any questions on Financial Q&A.

Top Articles

Susan Lee Powell has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Investment Companies
Other Investment Advisors

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees