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John Daniel Vogelzang

John Daniel Vogelzang
Other Names: Dan Vogelzang
Firm:
M Holdings Securities, Inc.
DBA:

M Advisory Group
Type: Dual Registration
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Description

John Daniel Vogelzang is a representative at M Holdings Securities, Inc.. M Holdings Securities, Inc. primarily manages accounts for individuals, high net worth individuals, and pension and profit sharing plans and has more than $332M in assets under management. This advisor is dually registered with FINRA and the SEC. ...(see more)

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Answers and Guides

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Level 7 Level 7 Contributor 2 Answers and 0 Financial Guides

Top Answers

With all the new fee disclosure rules and regulations it also brings to the forefront the broker fees. Is there anything we can use to measure the fees we pay to the broker against other brokers?

Answered May 11, 2012 near Torrance, CA
8 votes
Sandy- that is a great question. Evan's answer was good, short and concise. George provided a very in depth overview of what the various fees are comprised of and where they are found. We too use Brightscope and Judy Diamond as a base platform to identify ...(more)

Is my 401k protected if I file for bankruptcy?

Answered May 24, 2012 near Torrance, CA
6 votes
Hi Edward- your 401(k) qualified retirement plan assets are protected under the Bankruptcy Abuse Prevention and Consumer Protection Act of 2005 from personal bankruptcy. Under this act all tax-exempt retirement plan accounts including 401(k) plans, traditional ...(more)

Top Guides

John Daniel Vogelzang has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Advisor Information

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Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Blue Cross/Blue Shield 4 years, 6 months Nov 2008 - Present
M Holdings Securities, Inc. 12 years, 11 months Jun 2000 - Present
Cal-Surance Benefit Plans 17 years, 11 months Jul 1995 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/10/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/10/2012
02/17/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 06/16/2001
Uniform Securities Agent State Law Examination Series 63 02/27/1992
Investment Company Products/Variable Contracts Representative Examination Series 6 02/25/1992

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions