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Mitchell Lewis Bloom

Mitchell Lewis Bloom

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Information

Firm:
DBA:

Bloom Financial, LLC

Type: Dual Registration
Description

Mitchell Bloom is a financial professional at Cetera Advisor Networks LLC, a broker-dealer with over 3,100 registered representatives nationwide. Mitchell has held an industry securities registration for 15 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Cetera Advisor Networks LLC 1 year, 9 months Jan 2013 - Present
Financial Network 1 year, 10 months Feb 2011 - Dec 2012
Qa3 Financial Corp. 1 year, 3 months Nov 2009 - Feb 2011
Multi-Financial Securities Corporation 13 years, 2 months Sep 1996 - Nov 2009
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 08/28/1987

Answers and Guides

Level 1 Level 1 Contributor 0 Answers and 0 Financial Guides

Top Answers

Mitchell Lewis Bloom has not answered any questions on Financial Q&A.

Top Guides

Mitchell Lewis Bloom has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
08/15/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions