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Mitchell Lewis Bloom

Mitchell Lewis Bloom

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Bloom Financial, LLC

Type: SEC and FINRA Registered

Mitchell Bloom is a financial professional at Cetera Advisor Networks LLC, a broker-dealer with over 3,100 registered representatives nationwide. Mitchell has held an industry securities registration for 24 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Cetera Advisor Networks LLC 2 years, 11 months Jan 2013 - Present
Financial Network 1 year, 10 months Feb 2011 - Dec 2012
Qa3 Financial Corp. 1 year, 3 months Nov 2009 - Feb 2011
Multi-Financial Securities Corporation 13 years, 2 months Sep 1996 - Nov 2009
ExamSeriesPassed Date
National Commodity Futures ExaminationSeries 3 02/09/1988
Uniform Securities Agent State Law ExaminationSeries 63 08/28/1987
General Securities Representative ExaminationSeries 7 08/15/1987

Answers and Articles

Level 1 Level 1 Contributor 0 Answers and 0 Financial Articles

Top Answers

Mitchell Lewis Bloom has not answered any questions on Financial Q&A.

Top Articles

Mitchell Lewis Bloom has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Pension and Profit Sharing Plans
High Net Worth Individuals
Banking or Thrift Institutions
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions