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Glenn Edward Duncan

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Information

Firm:
Type: Dual Registration
Description

Glenn Duncan is a financial professional at National Planning Corporation ("NPC of America" in FL & NY), a broker-dealer with over 1,750 registered representatives nationwide. Glenn has held an industry securities registration for 27 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Glenn's Tax Service 28 years, 11 months Nov 1985 - Present
Exams
ExamSeriesPassed Date
Municipal Fund Securities Principal ExaminationSeries 51 05/23/2003
General Securities Principal ExaminationSeries 24 05/24/2002
General Securities Representative ExaminationSeries 7 09/19/2001
Uniform Investment Adviser Law ExaminationSeries 65 02/22/2000
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 01/03/2000
Uniform Securities Agent State Law ExaminationSeries 63 03/18/1998
Direct Participation Programs Representative ExaminationSeries 22 08/03/1987
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 05/19/1987

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Glenn Edward Duncan has not answered any questions on Financial Q&A.

Top Guides

Glenn Edward Duncan has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/08/2014
06/24/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

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  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees