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Albert Lee Wynn

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Type: SEC and FINRA Registered

Albert Wynn is a financial professional at Woodbury Financial Services, Inc., a broker-dealer with over 1,450 registered representatives nationwide. Albert has held an industry securities registration for 20 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Woodbury Financial Services, Inc. 7 years, 3 months Aug 2008 - Present
Gunnallen Financial 1 year, 7 months Jan 2007 - Aug 2008
Sws Financial Services 1 year, 10 months Feb 2005 - Dec 2006
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 05/19/2002
General Securities Principal ExaminationSeries 24 01/25/2002
General Securities Representative ExaminationSeries 7 03/20/2001
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 04/29/1996
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 03/20/1995
Uniform Securities Agent State Law ExaminationSeries 63 12/02/1994

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Albert Lee Wynn has not answered any questions on Financial Q&A.

Top Articles

Albert Lee Wynn has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Customer Dispute

1 Customer Dispute

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions