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Robert Beale Leahy

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Type: RIA

Robert Leahy is a financial professional at Folger Nolan Fleming Douglas Capital Management, Inc., a $768M RIA based in Connecticut Ave/ K Street, DC. Robert has held an industry securities registration for 52 years and is subject to SEC oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Folger Nolan Fleming Douglas Incorporated 53 years, 5 months Jul 1962 - Present
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 09/11/2002
Registered Principal ExaminationSeries 40 10/30/1968
NYSE Branch Manager ExaminationSeries 12 08/21/1968
Registered Representative ExaminationSeries 1 12/18/1962

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Robert Beale Leahy has not answered any questions on Financial Q&A.

Top Articles

Robert Beale Leahy has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets