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Additional Firm:
Folger Nolan Fleming Douglas Capital Management, Inc.
Secretary, Senior Executive Vice President
Type: RIA

Robert Leahy is an executive and has an ownership stake of Folger Nolan Fleming Douglas Capital Management, Inc., a $722M RIA based in Connecticut Ave/ K Street, DC. Robert has held an industry securities registration for 23 years and is subject to SEC oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Robert Beale Leahy has not answered any questions on Financial Q&A.

Top Guides

Robert Beale Leahy has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Folger Nolan Fleming Douglas Incorporated 51 years, 10 months Jul 1962 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/26/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 09/11/2002
Registered Principal Examination Series 40 10/30/1968
NYSE Branch Manager Examination Series 12 08/21/1968
Registered Representative Examination Series 1 12/18/1962

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets