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Robert Beale Leahy

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Information

Firm:
Additional Firm:
Folger Nolan Fleming Douglas Capital Management, Inc.
Secretary, Senior Executive Vice President
Type: RIA
Description

Robert Leahy is an executive and has an ownership stake of Folger Nolan Fleming Douglas Capital Management, Inc., a $722M RIA based in Connecticut Ave/ K Street, DC. Robert has held an industry securities registration for 23 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Folger Nolan Fleming Douglas Incorporated 52 years, 5 months Jul 1962 - Present
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 09/11/2002
Registered Principal ExaminationSeries 40 10/30/1968
NYSE Branch Manager ExaminationSeries 12 08/21/1968
Registered Representative ExaminationSeries 1 12/18/1962

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Robert Beale Leahy has not answered any questions on Financial Q&A.

Top Guides

Robert Beale Leahy has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/08/2014
11/05/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets